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Category: Jim

September 22, 2019Jim

FINRA Exam Study Tips: Some Observations from the Field

Do you need some FINRA Exam study tips? Whether you need to take the SIE Exam, Series 7 Top-Off, or […]

September 16, 2019September 16, 2019Jim

SIE Exam Most Important Sections: What Are They?

The SIE Exam’s most important sections are constantly confused by students. Why are they so confusing? Let’s break it down. […]

September 8, 2019November 12, 2019Jim

How to Pass the Series 86 Exam in 90 Days or Less

If you’re in Equity Research, chances are that you need to take the Series 86 Exam. If it’s seems like […]

August 25, 2019August 23, 2019Jim

When to Start Studying CFA Level 2 Curriculum?

Recently find out you passed the CFA Level 1? Naturally, the next question is: When should you start studying CFA […]

August 18, 2019September 27, 2019Jim

Series 7 Top-Off Exam Review: What to Do The Week Before

So it’s a week before the big exam and you don’t know what to prioritize. In today’s post I’m going […]

August 11, 2019August 28, 2019Jim

Important SIE Exam Definitions: Too Many to Remember?

When it comes to important SIE Exam definitions, the sheer volume can seem overwhelming. I constantly hear from my students […]

July 14, 2019September 27, 2019Jim

The Most Effective Study Tips Series 7 Top-Off Exam Students Use

I have been fortunate enough to tutor hundreds of students for various FINRA Exams. There has been plenty of learning […]

July 7, 2019Jim

Retake FINRA SIE Exam: And Do It As Soon As You Can

If you failed the first time, and have to retake FINRA SIE Exam then I recommend that you do it […]

June 27, 2019June 27, 2019Jim

Waiting for Your CFA Score: What to Do in the Meantime?

It’s been a little over a week since the CFA Exam. Isn’t the free time wonderful!? After a few days […]

June 16, 2019June 15, 2019Jim

Learning Options: The Lottery Ticket Technique

Learning Options for the SIE Exam, Series 7 Exam, or the CFA® Exam can be daunting. Consider it like learning […]

June 9, 2019July 26, 2023Jim

What Are the Hardest Sections of the SIE Exam?

(Updated 7/26/23) Looking for SIE Exam hardest sections? Good question, and one that is easily answered after a once-through of […]

June 2, 2019December 6, 2019Jim

A CFA Exam Checklist For Your Last Two Weeks of Studying

Do you have a CFA Exam checklist to keep you on track these last couple weeks? If not, let me […]

May 28, 2019May 28, 2019Jim

SIE Study Habits: Get a Routine to Improve Your Focus

Looking for a way to bolster your SIE study habits to ensure that you pass the SIE Exam? A complaint […]

May 19, 2019May 18, 2019Jim

What They Don’t Always Tell You at Day-Long FINRA Exam Classes

Are you planning on taking a class for any of your FINRA exams? There is something missing from FINRA exam […]

May 13, 2019Jim

The Best Series 86 Study Material: Where’s the Beef?

Try to do a search for Series 86 study material and you may be underwhelmed. I have been a Series […]

May 3, 2019April 10, 2021Jim

How Long to Study for the Series 7 Top-Off Exam? Here is the Answer

So you passed the SIE exam…Congratulations! Now it’s on to the Series 7 Top-Off Exam (or maybe the Series 6). […]

April 14, 2019Jim

Quantitative Methods Section: A CFA Level 2 Exam Gauntlet

The Quantitative Methods section for the CFA Level 2 exam is arguably the hardest topic on the exam. If you […]

April 1, 2019April 9, 2019Jim

Barely Missed Passing…or Missed By a Lot? How to Deal with Either

After many months as a SIE exam tutor (and years as a Series 7 tutor), I have noticed two types […]

March 25, 2019September 11, 2020Jim

SIE Options Section: The “Help Me Please!?” Topic

By far, the most frequent request that I get for my tutoring services is for the SIE Options section. The […]

March 19, 2019Jim

CFA Level 2 Easy? Why I Never Get Asked This Question

Is the CFA Level 2 easy? Despite being a CFA tutor for hundreds of students, this is a question I […]

March 3, 2019October 16, 2019Jim

SIE Text: Which Should You Buy? What My Students Are Saying…

[Updated 10-16-19] The SIE Text from which you decide to study can be a make or break decision in some […]

February 24, 2019February 23, 2019Jim

Failed Series 86 Exam Got You Down? There’s Hope

When a student comes to me after a failed Series 86 exam, it’s not surprising. Of all the different FINRA […]

SIE vs Series 7
February 18, 2019February 18, 2019Jim

SIE vs Series 7 Exam: What’s the Difference Between Them?

Lately I’ve received a lot of questions about the SIE vs  Series 7 exam. Specifically, what’s the difference between the […]

February 9, 2019March 11, 2019Jim

CFA Level 1 vs Level 2: A Tale of Two Difficult Exams

What are the main differences between the CFA Level 1 vs Level 2 exam? There are plenty. In today’s post, […]

January 31, 2019January 12, 2021Jim

CFA Exam Difficulty: How Hard is it to Pass All Three?

So you’ve heard from your friends and colleagues that the CFA exam is hard. In fact, the CFA exam difficulty […]

January 20, 2019November 12, 2019Jim

Series 7 Top-Off Difficulty: How Hard is the New Series 7 Exam?

Below I will walk you through the Series 7 Top-Off Exam’s difficulty level. This new exam was first offered in […]

January 10, 2019January 19, 2019Jim

CFA Level 1 Exam Preparation: When Should You Start?

How early should you start your CFA Level 1 Exam preparation? This is a question that I get asked quite […]

December 31, 2018December 30, 2018Jim

SIE Exam: Making Sense of This Important FINRA Exam

The Securities Industry Essentials (SIE) Exam has been offered for almost three full months now. Throughout that time, I have […]

December 6, 2018November 12, 2019Jim

Worried About a Failed Series 79 Exam? Here’s What to Do

Last week, I had a session with a student that experienced a failed Series 79 exam…twice. He had studied for […]

November 29, 2018June 4, 2020Jim

Failed SIE Exam? Avoid This Outcome With These Tidbits to Consider

To avoid a failed SIE exam, one simple thing that I can highly recommend is…efficient studying. Ok, so that might […]

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