Series 7 Tutor in New York City

The Series 7 tutors New York City serves up include those that work for the top financiers in the world. At Professional Exam Tutoring, Jim is our head tutor. He has years of investment banking experience and runs his own fund. While New York has a lot to offer, Professional Exam Tutoring offers you an education from someone with the expertise and know-how. Gain confidence to pass your exam and apply what you learn! Book a tutor!


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series 7 tutors new york city

Jim Moore - Series 7 Tutor - New York City

Jim is our head tutor with well over a decade of tutoring experience. He specializes in private tutoring for the CFA exam, the Series 7 exam, as well as finance and economics courses at both the undergraduate and graduate level. He has worked at a number of investment banks on Wall Street, and currently runs his own investment partnership. He has a passion for teaching and has been a tutor for financial services professionals for years.

List of Topics Covered with Your Series 7 Tutor

⭐️⭐️⭐️Suitability (over 70% of the exam!) ⭐️⭐️⭐️

Ethics, Recommendations, and Taxation

Transaction Processing

Opening Accounts and Evaluating Customer Investment Objectives

Customer (and Potential Customer) Solicitation Rules

What You Get With a Series 7 Tutor from Professional Exam Tutoring

The "in-person" Series 7 tutoring experience is a little different than the online experience. The content we cover (typically from STC or Kaplan) will obviously be the same but the interaction is slightly different. In-person we can more easily share notes, go through examples, and there is no risk of "technical difficulties" on either end.

Where to Study? For safety reasons, most Series 7 tutors New York City has to offer start out in a neutral setting. The first lesson is typically at a coffee shop or office space. If you prefer to study out of your home but don't want an online tutor then we can relocate after the first or second session. The environment is important, and helps maintain focus. I usually leave this up to the student after our first meet-up. The student is much more informed as to how he/she focuses best.

What to Expect? You will receive customized notes for the topic you'd like to cover. Any examples we write out, or review during the session you can keep as well. After we spend a short amount of time reviewing the notes, we will also take time to do practice questions. This will help reinforce what you've just learned. It will also prepare you for the types of questions you'll see on the exam.

What else? As a bonus, I typically allow students to email me when they have one-off questions. I may not be able to respond right away but I do my best to get back to you within 24 hours. There is no charge for the time it takes to answer your questions. I also offer guidance, or advice for those curious about career options. I have been in the financial services industry for well over a decade and can help illuminate what job possibilities are realistically available to you based on your background/education.

What if I would prefer online tutoring? That's totally fine too. Many of my students decide to switch to online tutoring with me after we first meet. If you are crunched for time and would prefer that route, then check out my Online Series 7 Tutor option if you prefer

Series 7 Tutors New York City:

series 7 tutors new york city

Set up your first tutoring session or talk to one of our advisors.