SIE Exam Tutor

 At Professional Exam Tutoring, you can find a SIE exam tutor that will help you boost your score and pass your exam. Any tutor that you use from Professional Exam Tutoring will provide you the necessary expertise and know-how needed to pass the SIE exam. In addition to customized notes, personal scheduling, and one-on-one focus, if you follow our advice, we can help you get to where you need to be in terms of preparedness. Improve your practice scores and boost your confidence! Book an SIE exam tutor!





SIE exam tutor Jim in the snow

Jim Moore - SIE Exam Tutor - New York City


Jim is our head SIE exam tutor with well over a decade of tutoring experience. As a specialist in certain exams, he privately tutors candidates for the CFA exam, the SIE exam, the Series 7 Top-Off exam, the Series 79 exam, the Series 86 exam, as well as finance and economics courses at the undergraduate level. Jim has worked at a number of investment banks on Wall Street, and currently runs his own investment management business. Furthermore, he has a passion for teaching and has been a tutor for financial services professionals for years.

SIE Exam Tutor Session

Premium Tutoring Session - Review Specific Topics with Student, Thorough Content Review,
Summary Notes Provided, Prepared Lessons, Offline Access (1 hour minimum)
Hourly Rate $139/Hour

Basic Tutoring Session - Review Specific Topics with Student (1 hour minimum)
Hourly Rate $89/Hour

List of Topics Covered with Your SIE Exam Tutor

Equity Securities
Debt Securities
Municipal Securities
Customer Accounts
Securities Offerings
Margin Accounts
Other SEC and SRO Rules and Regulations
Trading Securities
Capital Markets
Investment Company Products
Retirement Plans
Direct Participation Programs
Economic Factors

Set up your first tutoring session or talk to one of our advisors.

Our "in-person" SIE tutor experience is a little different than the online experience. The content we cover (typically from STC or Kaplan) will obviously be the same but the interaction is slightly different. Additionally, in-person we can more easily share notes, go through examples, and there is no risk of "technical difficulties" on either end. Although we try our best to limit when difficulties occur, we ultimately have no say when technology will fail on rare occasions.

What You Get With an SIE Exam Tutor from Professional Exam Tutoring

SIE Exam tutor library photo

Where to Study?

First, for the peace of mind of both the tutor and the student, your SIE exam tutor will meet you in a neutral setting. As a result, the first lesson is typically at a coffee shop or office space. If you prefer to study out of your home but don't want an online tutor then we can relocate after the first or second session, as long as everyone feels comfortable with that arrangement. The environment is important, and helps maintain focus. However, I usually leave this up to the student after our first meet-up. Importantly, the student is much more informed as to how he/she focuses best.

What to Expect?

You will receive customized notes for the topic you'd like to cover. Any examples,scribbles, or notes that we write out during the session you are welcome to keep. After we spend a short amount of time reviewing the notes, we take time to do some practice questions. This will help reinforce what you've just learned. It will also prepare you for the types of questions that you will see on the exam.

What else?

As a bonus, I typically allow students to email me when they have one-off questions. I may not be able to respond right away but I do my best to get back to you within 24 hours. There is no charge for the time it takes to answer your questions. I also offer guidance, or advice for those curious about career options. I have been in the financial services industry for well over a decade. So with that background, I can help illuminate what job possibilities are realistic and available to you based on your experience/education.

What if I would prefer online tutoring? Certainly, that's fine too. Rather, many of my students decide to switch to online tutoring after we first meet. Consequently, if you are crunched for time, check out my Online Series 7 Tutor option. Feel free to call us at any time to set something up.


SIE Exam Tutor New York City:

sie exam tutor among the nyc skyline