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Author: Jim Moore

March 25, 2019September 11, 2020Jim

SIE Options Section: The “Help Me Please!?” Topic

By far, the most frequent request that I get for my tutoring services is for the SIE Options section. The […]

March 19, 2019Jim

CFA Level 2 Easy? Why I Never Get Asked This Question

Is the CFA Level 2 easy? Despite being a CFA tutor for hundreds of students, this is a question I […]

March 3, 2019October 16, 2019Jim

SIE Text: Which Should You Buy? What My Students Are Saying…

[Updated 10-16-19] The SIE Text from which you decide to study can be a make or break decision in some […]

February 24, 2019February 23, 2019Jim

Failed Series 86 Exam Got You Down? There’s Hope

When a student comes to me after a failed Series 86 exam, it’s not surprising. Of all the different FINRA […]

SIE vs Series 7
February 18, 2019February 18, 2019Jim

SIE vs Series 7 Exam: What’s the Difference Between Them?

Lately I’ve received a lot of questions about the SIE vs  Series 7 exam. Specifically, what’s the difference between the […]

February 9, 2019March 11, 2019Jim

CFA Level 1 vs Level 2: A Tale of Two Difficult Exams

What are the main differences between the CFA Level 1 vs Level 2 exam? There are plenty. In today’s post, […]

January 31, 2019January 12, 2021Jim

CFA Exam Difficulty: How Hard is it to Pass All Three?

So you’ve heard from your friends and colleagues that the CFA exam is hard. In fact, the CFA exam difficulty […]

January 20, 2019November 12, 2019Jim

Series 7 Top-Off Difficulty: How Hard is the New Series 7 Exam?

Below I will walk you through the Series 7 Top-Off Exam’s difficulty level. This new exam was first offered in […]

January 10, 2019January 19, 2019Jim

CFA Level 1 Exam Preparation: When Should You Start?

How early should you start your CFA Level 1 Exam preparation? This is a question that I get asked quite […]

December 31, 2018December 30, 2018Jim

SIE Exam: Making Sense of This Important FINRA Exam

The Securities Industry Essentials (SIE) Exam has been offered for almost three full months now. Throughout that time, I have […]

December 20, 2018October 5, 2019Uncategorized

Need a SIE Exam Study Schedule for the Holidays? Here’s a Little Help

It’s that time of year again. The holidays are here! But, what kind of holiday will it be if you […]

December 6, 2018November 12, 2019Jim

Worried About a Failed Series 79 Exam? Here’s What to Do

Last week, I had a session with a student that experienced a failed Series 79 exam…twice. He had studied for […]

November 29, 2018June 4, 2020Jim

Failed SIE Exam? Avoid This Outcome With These Tidbits to Consider

To avoid a failed SIE exam, one simple thing that I can highly recommend is…efficient studying. Ok, so that might […]

November 18, 2018Jim

CFA Study Plan: How to Tackle One of the Most Daunting Financial Exams Out There

Whether you put together a formalized CFA study plan or not, the real challenge when it comes to CFA exam […]

November 12, 2018November 12, 2019Jim

SIE Exam Difficulty Level: How Hard Is It to Pass?

The SIE Exam difficulty level is hard to pinpoint precisely. While the SIE exam is hard for some test takers, […]

November 6, 2018Jim

Is the CFA Exam Worth It? How to Justify All of That Studying

Is the CFA exam worth it? Of course it is. Those late nights. Those gallons of coffee. Those thousands of […]

October 26, 2018Jim

SIE Exam Study Material: My Top Choices to Help You Pass

The SIE Exam study material that you’ll need to help you pass is as important as ever. This is not […]

October 18, 2018November 18, 2019Jim

Series 86 Exam Pass Rate: How to Get Yourself Over The Hump

[Updated 3/10/19]* The Series 86 exam pass rate is not a metric that you can easily find with a quick […]

October 12, 2018Jim

CFA Level 1 Exam Date – It Comes Faster Than You Think

With just over seven weeks until the CFA Level 1 exam date, now is a good time to solidify your […]

October 8, 2018Jim

CFA Level 1 Portfolio Management Section: Does It Matter?

The CFA Level 1 Portfolio Management section is relatively small compared to the other ones on the exam. You can […]

September 30, 2018June 7, 2019Jim

SIE Exam Prep: How and When Do I Start?

Well, it’s official. The SIE exam and the new Series 7 exam will be here in a few days. With […]

September 25, 2018Jim

CFA Level 1 Practice Questions: What is the Best Resource?

As a CFA tutor (and a Series 7 tutor NYC has on offer) I have tutored candidates for the CFA […]

September 17, 2018November 15, 2020Jim

Self-Imposed Challenges and External Pressures

When it comes to failing the Series 7, self-imposed challenges and external pressures are often the culprit. As many of […]

September 12, 2018December 11, 2018Jim

Best Series 79 Tutors: Where to Find Them

For years, I tutored mostly CFA candidates and Series 7 hopefuls. This past year however, I had a student approach […]

September 7, 2018Jim

CFA Exam December or June: For CFA Exam Level 1 Does it Matter?

The CFA exam December candidates for CFA Level 1 sit for, and the June exam, are the only two options […]

August 31, 2018September 6, 2018Jim

CFA Level 1 Study Guide: My Top Recommendation

Looking for a CFA Level 1 study guide? With the exam fast approaching you’re right to prepare early. The right […]

July 12, 2018September 6, 2018Jim

Failed CFA Level 1 Exam? Here’s What To Do Next

Worried about a failed CFA Level 1 exam? You’re not the only one. According to the CFA Institute’s website, barely more […]

June 28, 2018June 4, 2020Jim

A New Series 7 Exam Is Coming? What Are the Details?

There is a new Series 7 exam coming to town. It’s been in the works for a while now but […]

June 18, 2018September 6, 2018Jim

Five Reasons Why Schweser’s CFA QBank Can Help You Pass the CFA Level 1

I’m very selective on the study material that I suggest for my students. And, when it comes to studying for […]

June 11, 2018June 4, 2020Jim

Where Do I Start My Series 7 Exam Studying?

At this point I’ve tutored all sorts of students. No matter the background, the same question inevitably comes up: Where […]

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