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Category: Jim

September 28, 2025September 25, 2025Jim

Series 7 New Offerings Section: Takedowns, Spreads, Concessions and More!

The Series 7 New Offerings section is a nice place to pull up your score. With a little guidance, this […]

September 21, 2025September 20, 2025Jim

Series 86 Test Taking Tips: Taking Questions at Face Value

There are a few Series 86 test taking tips that are sure to add several points to your exam. In […]

September 14, 2025September 13, 2025Jim

Series 66 Exam Gaps: What Needs Filling In

Series 66 Exam gaps in knowledge are fairly consistent for most of our students. In today’s post, we highlight where […]

September 7, 2025September 5, 2025Jim

SIE Exam Fall 2025: Keep Going!

If you plan to take the SIE exam fall 2025 to prepare for a career in finance, then you have […]

September 1, 2025August 31, 2025Jim

Summer Studying is Over: How to Learn Amidst Busy Times

Summer studying tends to be a little more laid-back. Most students and their managers are in lighter moods and the […]

August 17, 2025August 15, 2025Jim

No Finance Background for Your FINRA Exam?…No Problem(?)

No doubt, no finance background creates additional obstacles for someone trying to pass their FINRA exam. That said, in our […]

August 10, 2025August 8, 2025Jim

Series 79 Time Crunch: How Much Study Time is Enough?

Many an investment banker starts off their career with a Series 79 time crunch. Investment bank employers know that they […]

August 3, 2025August 1, 2025Jim

Series 86 Progress: Feeling Your Way Through the Dark

When studying for the equity research exam, Series 86 progress can seem slow and sometimes non-existent. A myriad of baked […]

July 27, 2025July 26, 2025Jim

Series 65 Speed Bumps: Which Study Areas Slow Down Progress?

When it comes to Series 65 speed bumps, there are several that require a little more attention and that may […]

July 20, 2025July 17, 2025Jim

SIE vs Series 7: What’s the Difference?

When it comes to the SIE versus the Series 7, there are major differences. One takes much more studying than […]

July 13, 2025July 10, 2025Jim

Study Breaks: How Long Until I Forget What I Know?

Study breaks are necessary when studying for any exam. When it comes to the FINRA and NASAA exams however, we […]

June 22, 2025June 20, 2025Jim

Gauging SIE Preparedness: When Are You Ready?

In gauging SIE preparedness as you study, you want to keep a few things in mind. In today’s post, we […]

June 15, 2025June 12, 2025Jim

Series 63 Preparation: Know the Laws and Scenarios

When it comes to Series 63 preparation, just knowing the laws is not always enough. In today’s post, we discuss […]

June 8, 2025Jim

Series 7 Exam Day! What to Do the Day Of

When it comes to Series 7 exam day, we have a few recommendations we’ve seen work well. In today’s post, […]

June 1, 2025May 30, 2025Jim

Equity Research Exam: Overkill? Yes, But You Still Need to Pass

The Series 86 equity research exam is a notoriously hard one. Of all of the exams that we tutor, this […]

May 25, 2025May 23, 2025Jim

Investment Banking Class of 2025: Series 79 Exam Awaits

The incoming investment banking class of 2025 will face a familiar foe: The Series 79 Exam. In today’s post we […]

May 18, 2025June 3, 2025Jim

SIE Exam Challenges: What Areas Trip Up the Most Students

The SIE Exam challenges students with all different academic backgrounds. Even those with economics or finance degrees, the exam is […]

May 11, 2025May 21, 2025Jim

Series 65 Analytical Component: Don’t Forget This Section

The Series 65 analytical component is where a lot of headaches are born. While trying to perfect the rules and […]

April 27, 2025April 26, 2025Jim

Series 7 Exam Structure: Systemize Your Studying

Most people thrive off structure, and Series 7 Exam structure when it comes to studying helps. In today’s post we […]

April 20, 2025April 20, 2025Jim

Series 86 New Questions: How to Anticipate

Series 86 new questions can take many people by surprise. Sometimes they may require a level of extrapolation from textbook […]

April 13, 2025April 12, 2025Jim

Series 79 60/40 Split: Exam Breakdown

The Series 79 60/40 split is a rough approximation of the proportionality of questions posed. In today’s post, we highlight […]

April 6, 2025April 12, 2025Jim

Series 63 Securities Registration: Qualification, Coordination, and Confusion?

For the Series 63 securities registration tends to be a topic we hear a lot. Many students get confused between […]

March 30, 2025March 29, 2025Jim

Best SIE Exam Prep Material for 2025

Trying to find the best SIE Exam prep material for 2025? Fortunately, this year is no different than recent years. […]

March 23, 2025March 25, 2025Jim

Series 7 New Issues Section: Easy? Not Really.

In the Series 7 New Issues section, many students start out optimistic. After all, it is the first chapter in […]

March 16, 2025March 25, 2025Jim

Series 86 Exam Formulas: What to Know in 2025

When it comes to Series 86 Exam formulas, there are a wide range to know. So far this year, 2025 […]

March 9, 2025March 25, 2025Jim

Series 66 Agent vs IAR: Some Basic Differences

When it comes to knowing the difference between the definition of a Series 66 agent vs IAR (investment advisor representative), […]

February 23, 2025March 25, 2025Jim

Series 79 Sticking Points: Focus Your Attention Here

The most common Series 79 sticking points that we see from our students can sometimes make or break passing the […]

February 16, 2025March 25, 2025Jim

Series 63 Exempt Transactions: A Quick Take

When it comes to Series 63 exempt transactions questions, many get stumped. In today’s post, we offer a brief unpacking […]

February 9, 2025March 25, 2025Jim

SIE Exam Bonds: Breaking Down the Different Types Covered

When it comes to the SIE Exam bonds are a very important section. Not only are there likely many questions […]

February 2, 2025February 5, 2025Jim

Straddles vs Spreads: Series 7 Options Trouble

When it comes to understanding Options on the Series 7, deciphering Straddles vs Spreads is a common point of confusion. […]

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